xxx-xxx-xxxx 0000 xxxxxx xxxx , xxxx , xxxxx 00000 abc@xyz.com

yyyyyy x. yyyyyy

yyyyyy x. yyyyyy

results-driven professional with nasd series 7 & 63 licenses, eager to contribute strong trading and operations background as well as quantitative analysis and client servicing skills toward actively supporting a progressive organization in optimizing performance.

 

work experience summary

ø  offer approximately 3 years of experience in stock market and operations, with comprehensive background in training and educating individuals.

ø  effectively define, develop and implement targeted action plans to maximize operational productivity, efficiency and profitability.

ø  proactively train, develop and direct motivated teams and create a collaborative environment conducive to achieving high levels of retention and satisfaction.

ø  exceptional ability to research and evaluate industry trends and use findings toward designing and executing innovative strategies.

ø  dynamic communication, presentation, relationship building and problem-solving abilities.

ø  excel at interacting with broad populations including senior management, staff, clients and external contractors.

ø  solid ability to handle challenging and changing situations and monitor their desired results.

ø  consistently apply sharp business acumen and analytical skills toward identifying and implementing strategies to boost performance.

 

education

bachelor of science, economics (in progress) - university of utah (salt lake city, ut), graduating in 2009

 

licenses

nasd series 7 & 63 licenses, 2006

passed cee exam in 2007

 

professional experience

td ameritrade                                                                                                      2008-present

trading trainer

  contribute industry knowledge and experience in educating students on a one-on-one basis how to swing trade in the stock market using stocks as well as derivatives.

  serve as one of three initial coaches to launch one-on-one training program in north america for td ameritrade, due to exceptional performance.

  assist students with practical application of technical and fundamental analysis, sector rotation, risk management, trade management and how to properly search for stocks to trade.

  teach multiple trading strategies involving options including: buying calls and puts, credit and debit spreads, diagonal spreads, ratio spreads, straddles, strangles, covered calls, selling cash-secured puts and delta-neutral trading.

  educate students on option theory that include: option greeks, implied and historical volatility, time decay of options and option pricing.

 

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jonathan sparrow                                                                                                                                   page 2 of 2

 

 

etrade financial                                                                                                    2007-2008

stock plans representative

  applied detail orientation and organizational skills in placing open market transactions for employees with gifted stock options, restricted stock shares, and employee stock purchase plan shares.

  calculated tax liabilities and ramifications for each type of option exercise available.

  proactively collaborated with company stock plan administrators to expedite settlement time on trades and solve any trade-related issues.

  executed high dollar transactions where time deadlines are critical due to market hours and expiration dates on option grants.

  exhibited advanced communication and interpersonal relation skills in making outbound calls to executives of 3m, apple, oracle, avaya and others to retain assets from stock option payouts.

 

fidelity investments, salt lake city, ut                                                              2006-2007

tax specialist (2006-2007)

  answered various tax questions relating to cost basis of mutual funds and stocks, providing detailed description of complex tax issues relating to sales, mergers, and spin-offs on securities as well as taxable vs non-taxable events.

  contributed industry expertise and strong communication skills toward responding to customer inquiries promptly and concisely in a fast-paced, deadline-driven environment.

  acquired valuable understanding on complex tax laws by utilizing various tools and programs.

  provided detailed information on capital gains taxes and tax rates as well as dividend distribution information and information on alternative minimum tax laws and other irs rules that apply to brokerage and retirement transactions.

financial representative (2006)

  relied upon to provide information to customers on trade settlement dates for stocks and mutual funds and balances available for purchases in margin and cash accounts.

  worked directly with customers in reviewing statements in order to reconcile accounts, assisting them in choosing trade types, and initiating electronic funds transfers as well as bank wires into and out of fidelity.

  solicited customers for information on outside assets that resulted in new money leads for both the fidelity active trading group as well as fidelity income planning.

  provided asset transfer information to non-fidelity clients.