yyyyyy x. yyyyyy                                                    xxxxxx e. 62^nd street, indianapolis, in

xxx-xxx-xxxx

                                                                                                                                               abc@xyz.com

objective

long-term, accomplished financial services professional eager to contribute expertise in securities trading and management toward a financial brokerage assignment focusing on stock trading.

career profile

ø  over 27 years of professional experience in financial services, management and key corporate unit management.

ø  hold series 7 and series 63 licenses in state of indiana.

ø  expertise in implementing complex solutions in corporate settings with an emphasis on productivity, efficiency, and user satisfaction.

ø  well-versed in all aspects of securities trading operations and legal/regulatory procedures.

ø  effectively interact with diverse groups at all levels; proficient in resolution of multiple issues/problems simultaneously.

ø  well-organized multi-tasker with strong detail orientation.

ø  highly achievement-oriented and driven to succeed in positions of responsibility.

ø  contributor to overall organizational proficiency.

ø  highly analytical, detail- and customer service-oriented with strong communication capabilities.

professional experience

charles schwab & co., fishers, in                                                                                                 1995 - 2009

senior registered representative

       employed in active trading department, placing trades totaling millions of dollars.

       instructed clients on chart reading and portfolio issues, including understanding account balances.

       provided exemplary customer service, often researching account issues and resolving them.

       and provided them with account management and customer service concerns.

       served with team awarded business development recognition in 1999 and 2000; personally received numerous employee of the month awards specifically for contributions in the retirement operations department.

       played key role in training and coaching new customer service representatives and new brokers.

 

labcorp of america (roche biomedical), indianapolis, in                                                                1994 - 1995

data entry operator

       tasked with medical coding of responsibilities to be utilized in billing function; pulled laboratory work data from various facilities.

       due to excellent performance, was hired in full-time position from entry-level, part-time assignment.

 

earlier background

prior to 1994, served as accounting representative, bowers envelope company, underwriting assistant, grain dealers auto, and office manager, highland appliance, all of indianapolis , in.  in these assignments, gained a/p, a/r, client interaction, staff training and management, underwriting and administrative skill sets.

 

professional licensure

series 7 and indiana 63 license

 

community involvement

participated in habitat for humanity projects